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Volume XV (2004)
Internal Displacement in Guatemala
JoAnn DiGeorgio-Lutz Department of Political Science,
Box 3011, Texas A&M University–Commerce, Commerce, TX 75429
Aaron Hale Department of Political Science,
University of Florida-Gainesville, Gainesville, FL 32601
Introduction
Beginning in the late 1980s, the collapse of the former Soviet Union and
the end of the Cold War heralded a new dawn for many in the global
community premised on the ostensible and peaceful transition to
democratic rule coupled with material prosperity grounded on free trade.
Yet, for an estimated 25 million people scattered across the regions of
Africa, Asia, Europe, and Latin America, one of the world’s most acute
and growing crisis was beginning to gain recognition as a global
socio-political issue. Internal Displacement is now recognized as both a
human tragedy and one of the most pressing challenges to beset the
global community at the start of the 21st century.
Primarily because
internal displacement did not become visible until the post-cold war
period, it is often thought to be a post-cold war phenomenon. However,
as Roberta Cohen and Francis Deng assert, internal displacement is not
new and major cases of displacement took place either during the cold
war or were significantly affected by cold war policies.1
Unlike refugees who cross
international borders, internally displaced persons (IDPs) remain within
the territorial frontiers of their countries. Additionally, in contrast
to refugees who are afforded some measure of legal protection and
assistance in accordance with international conventions and regional
declarations, IDPs fall outside this umbrella of rights with the
exception of Article 40 of the Geneva Convention and Article 17 of
Additional Protocol II. Despite this modicum of support and the belief
that "rights have no borders," IDPs are captives of the nation-state
system that rests on principles of territorial sovereignty and
non-intervention into the "internal" affairs of states because they are
still in their home country.
In the early 1990s, while
scholarly attention to the problem of internal displacement was in its
infancy, several United Nations agencies and international organizations
outside the UN framework have been instrumental in placing the crisis of
internal displacement on the global political agenda. In 1992 a United
Nations Commission on Human Rights (UNCHR) asked UN Secretary-General
Boutros Boutros-Ghali to appoint a special representative to the newly
created post of Special Representative of the UN Secretary-General for
Internally Displaced Persons. Despite this voluntary position, Special
Representative Deng does not have a mandate to politically and
economically assist this category of people. Instead, within the UN
system, only the UN High Commissioner for Refugees (UNHCR) has ever
acted on behalf of IDPs in situations when they have been commingled
with returning refugees. According to Deng, in situations where the UN
does assist, the UNHCR remains reluctant to involve itself too deeply
into the IDP issue for a variety of reasons, including, inter alia,
its unwillingness to compromise its "core" work with refugees.2
Scholarly attention to the crisis of internal displacement is a
relatively recent force in academia. It was Cohen and Deng’s prodigious
1998 study that proved to be the turning point in academic circles. The
growing body of literature is an indication of our expanding interest
and awareness of IDPs. Generally, the literature can be divided into a
broad variety of categories. Among these categories are topics
addressing complex emergencies or conflicts that produce IDPs;
country-specific case studies; discussions over the nature and
definition of who is an IDP; the impact of displacement on gender;
response mechanisms that provide increased understanding of how
individuals, families, and communities cope during the various phases of
displacement; and, the work of humanitarian and development
organizations that offer protection and assistance.
Despite the growing
academic attention to the issue of IDPs, there is also a noticeable gap
in the literature. What is lacking is any systematic analysis of the
post return/resettlement phase of displacement. There remains little, if
any, effort to identify, let alone quantify the number and types of IDPs
whoever, and for whatever reasons, were not able to return and resettle.
This understanding is important because it would allow us to develop a
form of measurement of when an IDP ceases to be an IDP and to develop a
typology of displacement when multiple reasons for this condition exist
simultaneously.3
This observation begs the
following question. Does one’s status as an IDP depend solely on the
recognition by international organizations based on the prevailing
principles and standards of who is an IDP? Or is there an inherent
psychological element to displacement based on self-identification? If
self-identification plays a role, under what circumstances will an IDP
self-identify as such or not? This last question is particularly
important in circumstances where IDPs in the post return/resettlement
phase face serious reprehension especially if they are believed to have
played a supposed role in fostering internal strife that led to conflict
induced displacement.
This scenario is
paramount in Guatemala because the conflict-induced IDPs were thought to
be guerrilla sympathizers. In the post-civil war context, the safe
return and resettlement of this group is extremely precarious.4
As we discovered, many of the conflict-driven displaced are still
considered to be IDPs. However, they do not identify themselves as IDPs
as a protection mechanism to explain the fact that they have not
returned or resettled. An understanding of this is important when the
IDP situation is continuous over an extended period of time and when
IDPs locate in areas already inhabited by persons or groups who are
uprooted for reasons other than conflict and civil war.
Internal Displacement in Guatemala
Guatemala’s 36-year civil war officially ended on 29 December 1996 with
the signing of the Agreement on a Firm and Lasting Peace between
the Guatemalan government and the Guatemalan National Revolutionary
Unity (URNG). This agreement represented the final step in a series of
previously negotiated accords between the government and the guerrillas
that began in 1994 under the auspices of the United Nations. With the
official ending of the civil war, previously agreed upon accords such as
the 17 June 1994 Agreement on the Resettlement of Population Groups
Uprooted by the Armed Conflict could officially enter into force.
The provisions of the resettlement agreement called for the
establishment of a Technical Commission (CTEAR) to implement a number of
principles that would allow for the return and resettlement of
Guatemala’s estimated 100,000 refugees and 1 million internally
displaced.
However, when CTEAR
concluded its work, its final report listed only 324,187 persons that
had been resettled as part of the total uprooted population—a figure
that includes both returning refugees and the internally displaced. For
the purposes of implementing the resettlement accord, CTEAR identified
five "zones of peace" in which return and resettlement would occur.
These zones of peace consisted of the following five Guatemalan
Departments: Quiche, Peten, Alta Verapaz, San Marcos, and Huehuetenango.
Ironically, during the civil war, the government classified these same
five departments as "zones of conflict." Excluded from CTEAR’s
resettlement were the approximately 600,000 IDPs who left their original
villages in the conflict zones and relocated in the environs of
Guatemala City and the southern region of the country—departments not
included in the zones of peace for the purpose of resettlement. Adding
to the predicament concerning the return and resettlement of Guatemalan
IDPs remains the often overlapping and differing data on the topic.
Moreover, when the final peace accord was signed ending the civil war,
several international organizations such as the U.S. Committee for
Refugees, the International Organization for Migration (IOM), and the
UNHCR assumed that Guatemala no longer had an IDP problem. Many of these
organizations based this assumption on the erroneous belief that the
resettlement agreement repatriated the refugees and returned or
resettled all the IDPs who intended to return. However, the facts on the
ground do not support this assumption. The reality is that most of
Guatemala’s IDPs, displaced as a result of the civil war, were simply
not resettled. Furthermore, the IDP problem in Guatemala is not
declining; instead, it is increasing. This increase, in part, exists
because of the unresolved land issue and the growing number of
government sponsored forced evictions of indigenous marginalized
communities.5
Most of the victims of
Guatemala’s civil war were the indigenous Mayan. Even though they
comprise the majority of the country’s population, the Mayans remain
politically, economically, and socially marginalized. They constitute
the vast majority of Guatemala’s poor, its land-less peasants, urban
shanty dwellers, and IDPs who were not included in the resettlement
agreement. Despite the end of the civil war, many of Guatemala’s
remaining IDPs cannot voluntarily return to their place of origin. In
part, the government’s scorched-earth counterinsurgency war in the zones
of conflict between 1981–83 completely destroyed more than 440 Mayan
villages along with the Mayan’s ability to engage in subsistence
agriculture. In other instances, squatter groups now occupy many
villages and homes that escaped complete destruction in the conflict
zones. In other circumstances, conflict-induced IDPs face serious human
rights violations should they attempt to return because of the stigma of
their alleged association as guerrilla sympathizers.6
During the civil war in
Guatemala, indigenous leaders who asserted land rights were persecuted
as communists and subversives. The government’s violent dispossession of
indigenous land deprived the Mayan of their means of survival and
endangered their cultural traditions. Even after the civil war,
indigenous rural groups have persistently called upon the state to
uphold Article 67 of the Constitution that protects indigenous land, yet
the judicial branch routinely recognizes individual landlord claims that
are often absentee over the indigenous that renders their land subject
to expropriation, sale, or break-up. This, in turn, only serves to fuel
further displacement.
The IDP issue in
Guatemala remains important because many of the indigenous and IDPs do
not believe that the conflict is over. Many of the IDPs surveyed for
this study believe that the civil war in Guatemala still rages at a
psychological level. Moreover, the successful consolidation of the peace
process will depend on the extent to which the government is able and
willing to address the issue of the IDPs. At present, it is the
government’s view that IDPs are not a special group; instead, they are
in the same general situation as the rest of the population facing
extreme poverty.7
Conflict displacement has
been central to the experience of the indigenous population afflicted by
Guatemala’s bloody civil war. Prior to 1980, internal displacement as a
result of civil conflict was reserved more for individuals being
targeted as subversives — a theoretical paradox because individuals were
not afforded IDP status. Moreover, until the rise of the "Scorched Earth
Campaign" displacement, both internal and external, was only a
"collateral" effect of the violence engulfing the state. As a result of
this campaign, displacement then became an actual counterinsurgency
policy objective.
Beginning in 1983,
military strategy shifted and was directed at resettling the Mayan
communities under the control of the Army. The military attempted to
institute this strategy by creating "model" villages and "re-education"
programs in the regions that were the most conflictive; by relying on
the civilian patrols (PAC) formed by the military; and through the
military appointment of local leaders. Yet, many displaced did not
return or resettle given the State’s "stigmatization" of the Mayan
villagers as either guerrillas or guerrilla sympathizers who were
responsible for the armed confrontation.
Indigenous villages in
Quiche, San Marcos, Chimaltenango, Alta Verapaz, Baja Verapaz, and
Huehuetenango were targeted specifically because of their alleged
entanglement with guerrillas. It was the belief of General Efrain Rios
Montt’s government (1981–83) that if the bases for popular guerrilla
support among the indigenous were destroyed, then the guerrillas would
be broken. This belief translated into a policy that left the Guatemalan
people with few choices other than flight. The Recovery of Historical
Memory Project, REHMI, basically identified similar patterns of
displacement during the civil war as did the Guatemala Memory of
Silence: Report of the Commission for Historical Clarification
Conclusions and Recommendations. REHMI, however, did identify two
distinct forms of displacement: individual and community. Individual
displacement took place mainly in the urban areas during the 1960s and
1970s. This type of displacement was the result of particular persons
being targeted exclusively as subversives. Moreover, individual flight
occurred only if the targeted individual’s family that remained behind
had an adequate social and safety network. However, what generally
happened was that family members of the individual who was displaced
would often follow in an effort at family reunification thereby
contributing to the displacement problem.
According to REHMI,
displacement in rural areas typically took place in groups and thus
involved entire communities. Direct violence committed against the
community was most often the catalyst for flight. Also, flight as a
result of the fear of violence was not uncommon. In some cases the
indigenous were forced to flee as a result of the destruction of land, a
military objective that effectively left the indigenous population with
very little means of subsistence. Because most communities were forced
to flee in the face of violent massacres they were not able to escape
with much more than very basic essentials. Most families lost all of
their property as a result of the violence. Given the abrupt and hurried
nature of flight most families were not able to take any food or other
essentials with them. As a result they were forced to scavenge for food
in the wilderness where the terrain was most inhospitable and
unfavorable. Survival in the wilderness ranged from short periods of
time consisting of a week or less, to months or years while in transit
to more hospitable locations. Displacement and survival in the
wilderness led to the break up of family units, questions about whether
or not any family still existed, the status of fellow community members,
and whether or not return would ever be possible.8
The IDP situation is
particularly acute in Guatemala City where a number of different types
of IDPs are interspersed in marginalized communities. Compounding their
predicament is the lack of cohesion among these disparate IDPs whose
only basis of unity is the land issue. Also, many of the grassroots
organizations that address the IDP issue often work at cross purposes
making it difficult for IDPs to present a unified front before
government. The IDPs in Guatemala City remain invisible and there is a
general lack of opportunities for them to return to their place of
origin since the signing of the 1996 peace agreement. Moreover, the data
on the number of IDPs is unreliable and the figures placement are only
estimates given the lack of systemized data collection efforts.
Although Guatemala has
always experienced episodes of internal migration owing to changing
socio-economic dynamics that revolved around agriculture and industrial
development, these patterns changed with the escalation of the civil war
in the 1980s. To date, only two studies have attempted to categorize
Guatemala’s IDPs—Santiago Bastos and Manuel Camus’s 1994 study, Los
desplazados por la violencia en la Ciudad de Guatemala and the 1997
study sponsored by The Association for the Advancement of the Social
Sciences in Guatemala (AVANSCO). The latter study identified two types
of IDPs. The first category identifies those who fled between 1980 and
1982 and were displaced in the mountains near their place of origin. The
bulk of these IDPs formed what became known as the communities of
popular resistance (CPRs). The second categories, the
dispersed-displaced, are those conflict IDPs who fled to two areas in
particular—Guatemala City and the southern coast. The AVANSCO study
concluded that the dispersed-displaced are more difficult to
analyze because they are scattered, hidden, and remain anonymous among
both the urban and rural poor. Furthermore, the dispersed-displaced
are inadequately represented within the social sciences and by the
international community, non-governmental organizations, and
governmental agencies that could offer them protection and assistance.
Their inadequate representation is attributed to their lack of
identification as a collective group of IDPs whose needs are based on
their forced relocation.9
The Bastos and Camus
study explored the condition of Guatemala City’s IDPs from the
standpoint of their lack of adaptation to urban life and their limited
ability to communicate because they only spoke indigenous languages.
Moreover, Bastos and Camus noted that the violence and forced flight to
safety left many enduring scars on this particular population, which may
account for their reluctance to assert their claims. While these studies
are important because both of them draw similar conclusions and deepen
our understanding of the particular features of their situation, they
are not representative of Guatemala’s IDP population for several
reasons. First, both studies are in Spanish and their circulation is
limited. Secondly, the Bastos and Camus study predates the end of the
civil war and the subsequent, albeit, ostensible resolution of
the IDP situation.
There is no international
instrument that addresses when an IDP ceases to be classified as such.
The end of the civil war in Guatemala did not terminate the fact that
there is a substantial IDP population; hence, the importance of
developing a typology of the number and type of IDPs. On a more
theoretical note, the development of a typology of IDPs would be
universally applicable across a range of IDP cases. As such, this would
permit the development of theoretical frameworks beyond the more broadly
defined humanitarian constructs that underscore studies in this area.
Specifically, a typology of IDPs could lead to concept and theory
building along dimensions of areas such as civil society and
democratization studies. Additionally, such a typology could be used for
comparative studies that examine similarly situated IDPs in
cross-cultural and diverse political settings. Studies such as this
could enhance our understanding of the phases of displacement and how
the international community might best address the issue of
displacement.
Preliminary Survey Findings
In several preliminary exchanges with IDPs in three marginalized
communities within the environs of Guatemala City (El Tuerto, Los
Canolitos, and Via Canales) the majority of individuals and families
identified economics as the primary reason for them taking up residence
in their particular community. Our survey instrument included both
open-ended and a closed-ended questionnaire. Our closedended
questionnaire gathered demographic data as well as information specific
to the flight phase of displacement, such as whether they were forced to
flee, with whom did they leave, and the locations and duration of their
temporary settlement. Our open-ended questions asked respondents to
recant their ordeal in anecdotal terms.
In El Tuerto, our
interviews with 28 families and numerous individuals revealed that most
of them had left their place of origin prior to the period they
identified as "the violence" and that all of them resided in two to
three other locations before settling in El Tuerto. The central concern
that these residents expressed was title to land. When asked if they
knew of persons residing in this community who were internally displaced
because of the violence, the residents replied in the affirmative.
Although they were reluctant to explicitly say so, their response to
this question suggested that the conflict-induced displaced residents of
El Tuerto constituted a distinct category. When further queried about
the conflict-induced displaced, the economic displaced residents of El
Tuerto indicated that they had little contact with that group.
In Los Canolitos, 18
displaced families originally from Quiche whose displacement could be
categorized as conflict-induced because of their reasons given for
displacement and the specific time frame in which their displacement
occurred. However, nearly all of these families were hesitant to
self-identify as conflict-induced displaced. One family described
themselves as "not displaced, but in a place not of their origin." When
asked if they would like to return to their homes in Quiche, one family
responded that fear keeps them from returning while another family noted
that they have nothing to return to in that Department. Among this group
only one of the families admitted that they had extensive awareness of
CONDEG-the Council of Displaced Persons of Guatemala formed to obtain
land and housing for IDPs and their right to return to their communities
from where they originally fled. Despite this awareness, this family
believed that CONDEG no longer represented popular issues but has grown
more NGO-like.
In Via Canales, five of
seven families, who were originally from Quiche all cited the violence
as the reason for their leaving in the early 1980s; however, once again,
they are reluctant to self-identify as conflict-induced displaced. Their
hesitancy, in part, could be attributed to the fear that most of them
expressed as reason for their unwillingness to return to their place of
origin. Among the residents of this community, the land issue and their
dire conditions of poverty are paramount among their immediate concerns.
While the 57 families and
individuals surveyed represent only a small number of IDPs in and around
Guatemala City, their circumstances do seem to indicate that the formal
peace of 1996 and the Accord on the Uprooted Population did not
cast a wide net over Guatemalan society. One observation can be
noted—despite the differences in reasons cited for displacement across
the three communities, the land issue remains a pervasive theme among
the IDPs surveyed. Additionally, while some cohesiveness was evident
among the residents within each of the three communities, these IDPs
appeared to self-select on the basis of their self-identification as the
root cause of their displacement. More research is needed that includes
future visits to marginalized and displaced communities with residents
who self-identify as conflict-induced displaced so that they can be
compared to this preliminary group.
Conclusion
These preliminary findings lead us back to our original questions
regarding IDPs and self-identification—when does an IDP cease to be an
IDP? If these individuals are unwilling to self-identify as conflict
induced internally displaced and, if they consider themselves to be at
home despite the fact they are not in their original place of origin, do
we as researchers have the right to still call them internally
displaced? If an IDP does in fact identify as being displaced, but for
reasons other than conflict how then do we classify them? For example,
what if a community predominately expresses the sentiment that they are
internally displaced due to lack of economic choices in their places of
origin? Even if it is easy to surmise that the economic degradation of
society is a direct result of the violence inflicted on the population
are we able to call these people conflict displaced? Even still, if we
do find those who are conflict induced displaced and are willing to
self-identify as such, but are unwilling to return, are they no longer
an IDP? If one considers oneself to be resettled for whatever reason,
then have they ceased to be displaced? These are some of the questions
we as researchers are trying to discern.
Clearly, in the case of
Guatemala, if the fear factor precludes both the self-identification of,
and the return of conflict-induced IDPs, then we in the academic
community are left with a gross misunderstanding of what the Peace
Accords intended to accomplish. Additionally, if economics is the reason
cited most often for past and present internal displacement regardless
of the actual cause, then surely the rehabilitation of Guatemalan
society after 36 years of civil war is compromised when over half its
population remains outside the umbrella of civic inclusion. Surely, one
would not anticipate that this rehabilitation would occur
instantaneously; however, the international community has for the most
part done just that. As an academic community and as privileged outside
observers it is imperative that we recognize Guatemala’s internal
displacement problem as being unresolved by the 1994 Accord on
Resettlement, and the subsequent 1996 peace agreement. Until the issue
of internal displacement is settled for all of Guatemala’s citizens how
will peace ever be firm or lasting?
Endnotes
1. Roberta Cohen and Francis M. Deng,
eds., Masses in Flight: The Global Crisis of Internal Displacement
(Washington, D.C.: Brookings Institution Press, 1998) and Roberta
Cohen and Francis Deng, eds., The Forsaken People: Case Studies of
the Internally Displaced (Washington, D.C.: Brookings Institution
Press, 1998).
2. David A. Korn, Exodus Within
Borders: An Introduction to the Crisis of Internal Displacement
(Washington, D.C.: Brookings Institution Press, 1999) and Francis M.
Deng, "Dealing with the Displaced: A Challenge to the International
Community," Global Governance (1995): 45–51.
3. Louise Ludlam-Taylor, "Recent
Literature on IDPs," in Internally Displaced People: A Global Survey,
ed. Janie Hampton (London: Earthscan, 1998) and Jon Bennett, "Problems
and Opportunities of Displacement," in Rights Have No Borders,
ed. W. Davies (Oxford: Global IDP Survey/Norwegian Refugee Council,
1998).
4. Gisella Gellert, "Migration and the
Displaced in Guatemala City in the Context of a Flawed National
Transformation," in Journeys of Fear: Refugee Return and National
Transformation in Guatemala, ed. Liisa L. North and Alan B. Simmons
(Montreal, Canada: McGill-Queen’s University Press, 1999).
5. Cecilia Bailliet, "Unfinished
Business: The IDP Land Question," Forced Migration Review 7
(2000): 16–19.
6. Ibid.
7. Dr. Antonio Mosquera Aguilar,
Executive Secretary of CTEAR, Personal interview, 25 June 2000,
Guatemala City.
8. Guatemala Never Again!, REHMI.
Recovery of Historical Memory Project. The Official Report of the Human
Rights Office, Archdiocese of Guatemala (New York: Orbis Books, 1999)
and Guatemalan Commission for Historical Clarification (CEH),
Guatemala Memory of Silence: Report of the Commission for Historical
Clarification, Conclusions and Recommendations at http://
shr.aaas.org/guatemala/ceh/report/english/ toc.html.
9. AVANSCO, Assistance and Control:
Policies Toward Internally Displaced Guatemala (Washington, D.C.:
Hemispheric Migration Project, 1990), and EPICA and CHRLA, Out of the
Shadows: The Communities of Population in Resistance in Guatemala
(Washington, D.C.: Ecumenical Program on Central America, 1993).
Volume XV |